For Advisers
Compliance Whitepaper
A detailed overview of how AdviceGenie is built to support AFSL-holding practices — covering Best Interests Duty, data sovereignty, ASIC obligations, and audit trails.
Coming soon. The whitepaper is in final review. In the meantime, book a demo and we'll walk you through our compliance architecture in detail.
What the whitepaper covers
- Best Interests Duty (s961B) — how the platform supports compliant advice records
- ASIC RG 175 & RG 244 alignment for SoA generation
- Australian data sovereignty — all data stored in AWS ap-southeast-2 (Sydney)
- Audit trail and version control for generated SoAs
- Access controls, role separation, and adviser-level permissions
- Incident response and data breach notification procedures
- FASEA Code of Ethics alignment